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證監會依法對5宗案件作出行政處罰

2019-03-15 16:29  來源:證券日報網 蘇詩鈺

    本報記者/蘇詩鈺 攝影/蘇詩鈺

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    近日,證監會依法對歐海鷹未按規定披露信息及限制期交易案作出行政處罰,對其超比例持股未披露且在限制轉讓期增持的行為責令改正,給予警告,并處以100萬元罰款。

    貴州證監局依法對黃廷海短線交易“盤江股份”案作出行政處罰,對黃廷海給予警告,并處以3萬元罰款;北京證監局依法對周信鋼未按規定披露信息及限制期交易案作出行政處罰,對其超比例持股未披露且在限制轉讓期買賣股票的行為責令改正,給予警告,并處以750萬元罰款;

    深圳證監局依法對傅偉、桂再群、顧軍未按規定披露信息及限制期交易案作出行政處罰,對傅偉、桂再群、顧軍超比例減持未披露行為及其限制期內減持股票行為給予警告,并對傅偉、桂再群合計處以50萬元罰款,對顧軍處以50萬元罰款;

    深圳證監局依法對天津東疆、商永強、陳義發未按規定披露信息及限制期交易案作出行政處罰,對天津東疆、商永強、陳義發給予警告,并對天津東疆處以60萬元罰款,對陳義發處以90萬元罰款,對天津東疆直接負責的主管人員商永強處以10萬元罰款。

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